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Municipal Securities Rulemaking Board
Results: 1131

#	Item
911	Two Logan Square Suite 1600 18th & Arch Street Philadelphia, PA[removed][removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-29 11:13:27 Fluvanna Financial adviser Registered Investment Advisor Geography of the United States Municipal Securities Rulemaking Board Davenport Iowa
912	George K. Baum & Company IN V ESTMENT BANKERS SINCE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-22 15:45:00 Finance U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Underwriting Securities and Exchange Commission Mary Schapiro Tower Amendment Investor Protection and Securities Reform Act Financial regulation Financial economics Municipal Securities Rulemaking Board
913	sj-ys-io m REGISTERED MUNICIPAL ACCOUNTANTS ASSOCIATION OF N.J Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-18 10:56:50 Dodd–Frank Wall Street Reform and Consumer Protection Act Economy of the United States American Institute of Certified Public Accountants Business Accountant Investor Protection and Securities Reform Act Tower Amendment Municipal Securities Rulemaking Board Financial regulation U.S. Securities and Exchange Commission
914	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-22 12:17:10 Municipal Securities Rulemaking Board Financial economics Business Financial adviser Local government Investor Protection and Securities Reform Act Electronic Municipal Market Access Corporate crime U.S. Securities and Exchange Commission Financial regulation
915	Presentation at Birmingham, Alabama, Field Hearing on the State of the Municipal Securities Market, July 29, 2011: Richard Y. Roberts Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-29 14:43:58 Municipal bond Security Financial economics Investment Finance U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access
916	Ladies/Gentlemen: In its Report on the Municipal Securities Market dated July 31, 2012, commencing on page 131 and continuing on page 132, the report addresses the requirement for best execution within the municipal mark Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-02 12:25:01 Municipal Securities Rulemaking Board Fixed income market Bond Municipal bond Investment Security U.S. Securities and Exchange Commission Securities Exchange Act Government bonds Economics Financial economics
917	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 7, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-07 18:59:39 Financial system Financial Industry Regulatory Authority Securities Exchange Act Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Self-regulatory organization Alternative display facility Registered representative Securities Act United States securities law Financial regulation Financial economics
918	Microsoft Word - TheMuniCenter[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-15 14:43:56 U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial markets Economy of the United States Business Financial system Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board
919	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 7, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change to Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-08 09:44:44 United States securities law U.S. Securities and Exchange Commission Law Business Rulemaking Securities Exchange Act Chartered Institute of Public Finance and Accountancy Tower Amendment Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation
920	National Association of Independent Public Finance Advisors P.O. Box 304 Montgomery, Illinois[removed][removed] • [removed]Fax www.naipfa.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-23 10:50:43 U.S. Securities and Exchange Commission Rulemaking Financial regulation Government Law Tower Amendment Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board United States administrative law

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